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Practice Directions support the Child and Family Services Review Board (CFSRB) Rules of Procedure and provide guidance about what the CFSRB expects of the parties and in turn what the parties can expect of the CFSRB. They assist in understanding and applying the rules.
This Practice Direction discusses how a person who does not have legal capacity can be a party to a case before the CFSRB through a litigation guardian. It relates to Rule A10 of the CFSRB Rules. The CFSRB is committed to making its processes accessible and responsive to persons with disabilities, and in particular to persons with cognitive disabilities. Rule A10 is part of an ongoing effort to review CFSRB processes to ensure that they are responsive to these needs.
Being legally incapable means that, under the law a person is unable to make certain decisions for himself or herself. A party may be legally incapable in a CFSRB proceeding for one of two reasons: either they are a minor (under the age of 18) or they do not have the mental capacity to make decisions about the issues in the case.
Rule A10 only applies where another person wants to be a litigation guardian for a party in a case. The CFSRB has no power to require the Public Guardian and Trustee or the Children's Lawyer to be a litigation guardian. For a discussion of the CFSRB’s powers to appoint a litigation guardian, see Yuill v. Canadian Union of Public Employees, 2011 HRTO 126. This Practice Direction and Rule A10 do not address situations where one party believes that another party does not have capacity to conduct the proceeding. The relevant legal principles applicable to that situation are discussed in Romanchook v. Garda Ontario, 2009 HRTO 1077 and Collier v. Freeland, 2011 HRTO 399.
Rule A10 also does not apply where a litigation guardian is not needed.
Everyone 18 years of age and over is presumed, unless there is a reason to believe otherwise, to have legal capacity to make decisions. This includes the decisions to start a case before a CFSRB and to decide what to do during the case. If someone does not have the capacity to bring or respond to a case then they may need a litigation guardian to do so for them.
As discussed below, the litigation guardian must file the appropriate CFSRB form and provide the relevant supporting documents. Normally, this is done at the start of the case. However, if a case is already underway, it can be done later when the need for a litigation guardian is clear.
The litigation guardian must agree to take on this role. Litigation guardians must be at least 18 years of age and must understand the nature of the case before the CFSRB.
Depending on the type of case, a minor who is a party may require a litigation guardian.
A parent or a legal guardian will usually be a minor's litigation guardian. Others who may act as a litigation guardian for a minor include a person with legal custody of the minor, a court appointed guardian of the minor's property under the Children's Law Reform Act, R.S.O. 1990, c. C.12, or the Children's Lawyer. If this applies, the litigation guardian must file a document proving this.
A litigation guardian for a minor must file a signed form confirming the minor's date of birth, the nature of his or her relationship to the minor, and various declarations. The litigation guardian must send a copy of the documents in the case (for example, the application, and response if any) and a copy of this Practice Direction to any other person with custody or guardianship rights of the minor (for example, another parent with joint custody). To become a litigation guardian for a minor in a proceeding before the CFSRB, provide your declaration in writing.
If a party does not have the mental capacity to make decisions in the CFSRB proceeding someone else (such as a friend, family member, or support worker) may be their litigation guardian and bring or defend a case for them.
The term "mental incapacity" in this context means someone who cannot understand information needed to make decisions about the case or cannot understand the consequences of such decisions.
There may already be someone with the power to be the litigation guardian in the CFSRB process, for example, a substitute decision maker. A substitute decision maker is someone with a continuing power of attorney, or a court-appointed or statutory guardian of property under the Substitute Decisions Act, 1992. The authority of a substitute decision maker may cover different things. It is important to check whether a substitute decision maker has the power to be the litigation guardian in the litigation before the CFSRB. If so, only the person who has this power can be the litigation guardian at the CFSRB. A person who is already a litigation guardian usually does not need to file evidence about the disability with their declaration.
A litigation guardian for a person who lacks capacity to make decisions in a CFSRB proceeding must file a CFSRB Application for Litigation Guardian: Mental Incapacity Form 8.
Litigation guardians must declare (promise) that they will fulfil the responsibilities set out in Rule A10.8 of the Rules of Procedure for CFSRB.
Litigation guardians must make decisions in the interests of the party they represent. They must learn about the case and the CFSRB's processes. Litigation guardians must diligently look out for the interests of the person they are representing. They must do everything needed to protect those interests. Before filing a case, the litigation guardian must consider the impact it would have on the person they are representing.
As much as possible, the litigation guardian must inform and consult the person when making decisions about the case. This will depend upon the person's understanding and ability.
The litigation guardian must decide whether to hire a lawyer or paralegal. The litigation guardian must provide instructions to the lawyer or paralegal, if there is one. To the extent possible, the represented person should also consult with the representative directly. The litigation guardian must assist in finding evidence to put forward the best possible case.
No one can be paid to be a litigation guardian unless this is provided for by law or in a pre-existing agreement. Litigation guardians cannot negotiate a settlement of a party's case that pays them for their work as litigation guardian. When a litigation guardian receives settlement monies, the money generally belongs to the person they are representing.
Once the completed Form 8 is filed, the person is the litigation guardian. There is no need for the CFSRB to make an order "appointing" the litigation guardian.
The CFSRB will review the materials when they are filed, and if it has concerns that the litigation guardian is not appropriate, it may ask for submissions on whether the litigation guardian should be refused under Rule A10.7.
The CFSRB can also, at any other time during the proceeding, decide whether a litigation guardian should be removed. The CFSRB may do so on its own initiative, or on request of a party or other person, including the person who is represented by the litigation guardian.
The reasons a litigation guardian may be refused or removed include:
A litigation guardian cannot have a conflict of interest with the person he or she is representing. Where a person believes that a litigation guardian has a personal interest that conflicts with the interest of the person they are representing, then that person can file a request asking the tribunal to remove the litigation guardian.
For a further discussion of what it means to have a conflict of interest, please see Gronnerud (Litigation Guardians of) v. Gronnerud Estate, 2002 SCC 38 and Yuill v. CUPE, 2012 HRTO 366.
The litigation guardian must declare that he or she has provided a copy of the materials in the proceeding to any other person who has substitute decision making authority, such as through a continuing power of attorney, court or tribunal order, or custody of a child. If allowing the litigation guardian to act would conflict with this other person's authority to make decisions for the represented person, then the CFSRB may refuse or remove the litigation guardian. This may occur, for example, where a court or the Consent and Capacity Board has already appointed some other person as a litigation guardian for the party. Where another person believes they are the proper litigation guardian they can request that the CFSRB appoint him or her instead.
When a minor turns 18, he or she will become the party in his or her own name and the role of the litigation guardian will automatically end. If a party who initially lacked mental capacity to participate becomes capable of making decisions in the proceeding, the litigation guardian will be removed or refused.
Since capacity can vary and fluctuate, it is important for a litigation guardian to think carefully about whether a party can represent him or herself. Persons with capacity issues may be able to participate in a CFSRB proceeding by themselves with appropriate accommodations. The CFSRB will accommodate parties' needs in accordance with the Human Rights Code, R.S.O. 1990, c. H.19, as amended (Human Rights Code) and the tribunal's policies on accessibility and accommodation.
The CFSRB processes facilitate the involvement of others who may support a person in making decisions or in representing himself or herself before the CFSRB. An unpaid friend or family member may act as a representative, and may also appear as a support person: see the Child and Family Services Review Board Practice Direction on Representation.
A litigation guardian has to be able to make decisions about the case. If the litigation guardian cannot continue in this role, he or she may be removed.
The CFSRB may refuse or remove a litigation guardian if there is someone else who would be more appropriate. If someone (for example a parent or substitute decision maker) believes that he or she is a more appropriate person to act as a litigation guardian then a request can be made that the CFSRB remove the current litigation guardian and appoint him or her.
In some cases a minor will not need a litigation guardian as they can participate directly in a tribunal proceeding as a party. For example, an appeal may be filed by a pupil who is 16 or 17 years old and has withdrawn from parental control. In these cases the tribunal may refuse the litigation guardian because no litigation guardian is required due to the nature of the proceeding.
At the Child and Family Services Review Board and Custody Review Board, a child can participate in proceedings without a litigation guardian. These tribunals do not typically require or use litigation guardians for children and youth because of the statutory provisions governing their proceedings.
If a litigation guardian has been removed, the CFSRB may either order that the party will conduct the proceeding in his or her own name, substitute a new person as litigation guardian, or order that the proceeding cannot continue until someone else comes forward to be the litigation guardian.